法邦网-律师动态

<p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);"><span style="font-weight: 700; border: 0px; margin: 0px; padding: 0px;">案件起因</span></p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">2023年10月25日晚间，康隆达发布关于收到中国证监会《行政处罚事先告知书》的公告。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">2022年10月28日，康隆达及公司原董事长张间芳先生收到中国证券监督管理委员会的《立案告知书》。2023年10月24日，公司收到中国证监会出具的《行政处罚事先告知书》（处罚字[2023]55号）。</p><p style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);"><br/></p><p class="ql-align-center" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: center; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);"><img max-width="600" src="https://p3.itc.cn/images01/20231029/84487a6433ad42d98f1a6ef05eeb8c6f.jpeg" style="border: 0px; margin: 10px auto 0px; padding: 0px; display: block; height: auto; max-width: 100%;"/></p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">康隆达涉嫌违法事实如下：</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">（一）张间芳涉嫌未及时告知上市公司《合作备忘录》事项，导致康隆达未及时公告。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">（二）康隆达涉嫌未及时披露《终止合作基础协议》所涉上市公司重大风险专网通信业务系隋田力方主导的自循环业务，产品未真实销售，无终端运用。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">（三）康隆达2020年年度报告涉嫌存在虚假记载。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">上海申渝律师事务所合伙人荆华律师提示:根据证券法以及相关司法解释规定，上市公司存在虚假陈述并被证监会作出行政处罚决定的，因上市公司的虚假陈述行为而导致亏损的投资者可以要求赔偿，赔偿范围包括投资差额、佣金、印花税损失。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);"><span style="font-weight: 700; border: 0px; margin: 0px; padding: 0px;">索赔条件和报名途径</span></p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">2021年4月28日至2021年8月1日期间买入股票，并在2021年8月1日之后卖出或仍持有该股票的受损投资者，可以继续参加索赔(以上仅供投资者参考，最终应以法院认定为准)。符合索赔条件的投资者可以搜索公众号 索赔诉讼团 报名登记参加索赔。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">本文不作为任何证券投资决策和买卖建议。请谨慎辨别风险。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);"><span style="font-weight: 700; border: 0px; margin: 0px; padding: 0px;">需要准备的诉讼材料清单</span></p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">需要索赔的投资者需准备的具体诉讼材料有身份证明文件、证券交易所股东卡复印件、经证券公司营业部盖章的股票交易对账单原件(从第一次买入公司股票打印到现在)、联系电话及地址邮编。对符合索赔条件、决定委托诉讼的投资者将进一步提供相关诉讼文件。</p><p class="ql-align-justify" style="border: 0px; margin-top: 0.63em; margin-bottom: 1.8em; padding: 0px; counter-reset: list-1 0 list-2 0 list-3 0 list-4 0 list-5 0 list-6 0 list-7 0 list-8 0 list-9 0; text-align: justify; color: rgb(25, 25, 25); font-family: &quot;PingFang SC&quot;, Arial, 微软雅黑, 宋体, simsun, sans-serif; white-space: normal; background-color: rgb(255, 255, 255);">对账单包括的信息有：股东姓名、身份证号码、成交时间、成交股票代码或股票名称、成交股数及余股、成交价格、印花税、佣金等。证券公司营业部需在每页都盖章或加盖骑缝章。证券开户办理确认单，包含沪深股票账户号码，资金账号及账户持有人的身份信息，加盖证券公司营业部印章。若没有现成格式，请打印上股东名字、身份证号码、股东账号，加盖证券营业部章。</p><p style="padding: 0px; margin-top: 15px; margin-bottom: 15px; box-sizing: border-box; border: 0px; font-size: 17px; vertical-align: baseline; background: rgb(255, 255, 255); line-height: 28px; text-align: justify; word-break: break-all; color: rgb(34, 34, 34); font-family: PingFangSC, &quot;Helvetica Neue&quot;, Helvetica, &quot;Nimbus Sans L&quot;, Arial, &quot;Liberation Sans&quot;, &quot;Hiragino Sans GB&quot;, &quot;Source Han Sans CN Normal&quot;, &quot;Microsoft YaHei&quot;, &quot;Wenquanyi Micro Hei&quot;, &quot;WenQuanYi Zen Hei&quot;, &quot;ST Heiti&quot;, SimHei, &quot;WenQuanYi Zen Hei Sharp&quot;, sans-serif; white-space: normal;">作者简介：</p><p style="padding: 0px; margin-top: 15px; margin-bottom: 15px; box-sizing: border-box; border: 0px; font-size: 17px; vertical-align: baseline; background: rgb(255, 255, 255); line-height: 28px; text-align: justify; word-break: break-all; color: rgb(34, 34, 34); font-family: PingFangSC, &quot;Helvetica Neue&quot;, Helvetica, &quot;Nimbus Sans L&quot;, Arial, &quot;Liberation Sans&quot;, &quot;Hiragino Sans GB&quot;, &quot;Source Han Sans CN Normal&quot;, &quot;Microsoft YaHei&quot;, &quot;Wenquanyi Micro Hei&quot;, &quot;WenQuanYi Zen Hei&quot;, &quot;ST Heiti&quot;, SimHei, &quot;WenQuanYi Zen Hei Sharp&quot;, sans-serif; white-space: normal;">荆华律师，上海申渝律师事务所高级合伙人。律师长期专注各类期货、私募股权、金融、消费者维权等诉讼或仲裁争议，特别是在证券金融纠纷方面有十余年办案经验。本文仅为笔者律师在处理类似案件的一些观点和建议，仅为参考。如投资者遇到实际法律纠纷问题，也可以直接将情况反馈给律师，以获取更有针对性的建议和方案。</p><p style="padding: 0px; margin-top: 15px; margin-bottom: 15px; box-sizing: border-box; border: 0px; font-size: 17px; vertical-align: baseline; background: rgb(255, 255, 255); line-height: 28px; text-align: justify; word-break: break-all; color: rgb(34, 34, 34); font-family: PingFangSC, &quot;Helvetica Neue&quot;, Helvetica, &quot;Nimbus Sans L&quot;, Arial, &quot;Liberation Sans&quot;, &quot;Hiragino Sans GB&quot;, &quot;Source Han Sans CN Normal&quot;, &quot;Microsoft YaHei&quot;, &quot;Wenquanyi Micro Hei&quot;, &quot;WenQuanYi Zen Hei&quot;, &quot;ST Heiti&quot;, SimHei, &quot;WenQuanYi Zen Hei Sharp&quot;, sans-serif; white-space: normal;">荆华律师邮箱zlflawyer@qq.com</p><p style="padding: 0px; margin-top: 15px; margin-bottom: 15px; box-sizing: border-box; border: 0px; font-size: 17px; vertical-align: baseline; background: rgb(255, 255, 255); line-height: 28px; text-align: justify; word-break: break-all; color: rgb(34, 34, 34); font-family: PingFangSC, &quot;Helvetica Neue&quot;, Helvetica, &quot;Nimbus Sans L&quot;, Arial, &quot;Liberation Sans&quot;, &quot;Hiragino Sans GB&quot;, &quot;Source Han Sans CN Normal&quot;, &quot;Microsoft YaHei&quot;, &quot;Wenquanyi Micro Hei&quot;, &quot;WenQuanYi Zen Hei&quot;, &quot;ST Heiti&quot;, SimHei, &quot;WenQuanYi Zen Hei Sharp&quot;, sans-serif; white-space: normal;">工作微信：1044217847</p><p style="padding: 0px; margin-top: 15px; margin-bottom: 0px; box-sizing: border-box; border: 0px; font-size: 17px; vertical-align: baseline; background: rgb(255, 255, 255); line-height: 28px; text-align: justify; word-break: break-all; color: rgb(34, 34, 34); font-family: PingFangSC, &quot;Helvetica Neue&quot;, Helvetica, &quot;Nimbus Sans L&quot;, Arial, &quot;Liberation Sans&quot;, &quot;Hiragino Sans GB&quot;, &quot;Source Han Sans CN Normal&quot;, &quot;Microsoft YaHei&quot;, &quot;Wenquanyi Micro Hei&quot;, &quot;WenQuanYi Zen Hei&quot;, &quot;ST Heiti&quot;, SimHei, &quot;WenQuanYi Zen Hei Sharp&quot;, sans-serif; white-space: normal;">工作电话：15900861392&nbsp; &nbsp; &nbsp; &nbsp; 021-61289706</p><p style="padding: 0px; margin-top: 0px; margin-bottom: 0px;"><br style="font-family: 微软雅黑; text-indent: 32px; white-space: normal;"/></p><p><br/></p>